• Compliance Officer

    Location IE-Dublin | UK-London
    Date posted 2 weeks ago(1/8/2019 12:50 PM)
    Category
    Corporate professionals
    Position type
    Contractor
  • OVERVIEW:

    ITG is looking for an experienced Compliance Officer to join our Compliance team.

     

    Investors around the world receive better returns because of the work we do every day. From traders to technologists and everyone in between, ITGers are passionate about innovating, solving problems and making an impact on the bottom line. Our teams set the bar high and strive to consistently provide best-in-class service to institutional investors around the world.

     

    An exciting opportunity to join an established Compliance department as a senior compliance officer. The role is accountable directly to the Chief Compliance Officer. The individual will be responsible for ensuring the Company is compliant with all applicable legislation and regulatory guidelines specified by the various European regulatory and industry bodies in which the company operates.

    WE'LL TRUST YOU TO:

    • Be responsible for the firm’s regulatory compliance obligations
    • Keep apprised of European regulatory developments and pro-actively analyse developments to determine implications for the firm
    • Execute routine operational compliance monitoring tasks
    • Review and enhance existing policy and procedural documentation
    • Assist with completion of regulatory returns

    WHAT YOU BRING WITH YOU:

    • 3 - 5 years' relevant experience working in a Compliance role
    • Working knowledge and experience of European regulatory obligations
    • Knowledge of the Equity markets
    • Robust but flexible manner dealing with trading desks and trade support functions
    • Workable level of standard IT packages

    YOU'RE JUST RIGHT FOR ITG IF YOU WANT:

    • A smaller team environment with 3-10 professionals
    • A great place for upward and geographic mobility
    • Direct exposure to the decision makers and senior leaders on all sides of the business
    • The energetic dynamism of financial markets
    • Teams that are passionate about continually learning, improving and raising the bar
    • A community that values hard work as well as work-life balance
    • A company that is committed to giving back to surrounding communities, from LA to Hong Kong and Sydney and the 11 locations in between

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