• Trading Compliance Analyst

    Location CA-ON-Toronto
    Date posted 1 week ago(4/11/2018 2:39 PM)
    Category
    Corporate professionals
    Position type
    Full-Time
  • OVERVIEW:

    ITG is looking for an eager, motivated Trading Compliance Analyst to join our Global Compliance team in Toronto.

     

     

    Investors around the world receive better returns because of the work we do every day. From traders to technologists and everyone in between, ITGers are passionate about innovating, solving problems and making an impact on the bottom line. Our teams set the bar high and strive to consistently provide best-in-class service to institutional investors around the world.

    WE'LL TRUST YOU TO:

    • Open trading accounts and analyze client trading activity
    • Perform and document daily reviews of the firm’s trading activities
    • Identify and escalate possible regulatory trading infractions
    • Test and sample trades to ensure they are in compliance with marketplace rules
    • Recommend any changes to improve daily reports or quarterly internal audits
    • Learn basic trading regulations and formulate draft responses to regulatory requests
    • Help to update firm policies and procedures to ensure they comply with regulatory requirements
    • Review and update client files

    WHAT YOU BRING WITH YOU:

    • Bachelor’s degree in related discipline and 1+ year of work experience
    • Ability to recognize and properly handle sensitive and confidential information
    • Strong attention to detail
    • Reliable follow through
    • Superior written and oral communication skills
    • Sharp analytical skills and curiosity about markets and trading
    • Proficiency with MS Office (Word, Excel, and Outlook)
    • Tactful and diplomatic, with a high level of ethics and integrity

    YOU'RE JUST RIGHT FOR ITG IF YOU WANT:

    • A smaller team environment with 3-10 professionals
    • A great place for upward and geographic mobility
    • Direct exposure to the decision makers and senior leaders on all sides of the business
    • The energetic dynamism of financial markets
    • Teams that are passionate about continually learning, improving and raising the bar
    • A community that values hard work as well as work-life balance
    • A company that is committed to giving back to surrounding communities, from LA to Hong Kong and Sydney and the 11 locations in between

     

    “ITG is committed to treating all people in a way that allows them to maintain their dignity and independence. We believe in integration and equal opportunity. Accommodations are available throughout the recruitment process and applicants with a disability may request to be accommodated throughout the recruitment process. We will work with all applicants to accommodate their individual accessibility needs.”

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